The information contained herein is provided for informational purposes only and should not be construed as investment
advice. Under no circumstance should these materials be construed as an offering of any securities, or as a recommendation
to buy, sell or hold any particular security. Statements regarding current trends or expectations with respect to ESG or
financial markets generally are based on subjective viewpoints and there is no guaranty that these will prove to be correct.
The ESG Report Examples provided in this checklist were prepared by third parties and are solely for purposes of illustration.
Cartica was not involved in their preparation, has not independently verified the information contained therein, and expressly
disclaims all warranties of any kind for its accuracy, completeness, or fitness for the purpose provided. The inclusion of an ESG
Report Example is not a recommendation or endorsement of any company.
The companies profiled in the “Company Highlights” section are, or have previously been, held in Cartica’s portfolio and are included solely for purposes of illustration. Approaches to, and results of, ESG engagement vary materially. Nothing in this newsletter should be read to suggest any particular future result or that ESG improvements at the represented companies were the result of Cartica's engagement. This is not a recommendation of, nor an offer to sell or buy, the securities described herein.
CONFIDENTIALITY AND SECURITY NOTICE: This communication, including attachments, is for the exclusive use of addressee and may contain proprietary, confidential and/or privileged information. If you are not the intended recipient, any use, copying, disclosure, dissemination or distribution is strictly prohibited. If you are not the intended recipient, please notify the sender immediately by return email, delete this communication and destroy copies. Cartica Management, LLC and its affiliates ("Cartica") retain all proprietary rights they may have in the information. We cannot give any assurances that this email or any attachments are free of viruses or other harmful code, and emails are susceptible to corruption, change, interception and delay. We reserve the right to monitor, intercept and block all communications involving our computer systems. Please note that the contents of this email should not be construed as investment advice unless explicitly stated as such in the text of the email. Further, any information contained herein is neither an offer to sell nor a solicitation to buy any interest in any fund that may be advised by Cartica. An offer can only be made by the approved offering memorandum, which contains important information concerning risk factors and other material information and must be read carefully before any decision to invest is made. Finally, please note that (to the extent that performance information is contained in this email) - past performance is not necessarily indicative of future returns.